Compliance Assistant - Reviews

Swissquote Bank SA

As a Compliance Assistant, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, andwe are looking for different types of seniority profiles whose main tasks will be:Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)Conducting enhanced due diligence analysesDrafting formal compliance assessmentsProviding support and advice to the front office and managementDepending on the level of seniority, the following tasks may also be required:Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members’ assessments and serving as a trusted role model in terms of work quality, efficiency and professional behaviorServing as the key point of contact for complex casesOptimization of internal processes, including the review and drafting of internal guidelinesAs a Compliance Assistant, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, andwe are looking for different types of seniority profiles whose main tasks will be:Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)Conducting enhanced due diligence analysesDrafting formal compliance assessmentsProviding support and advice to the front office and managementDepending on the level of seniority, the following tasks may also be required:Assisting the Manager in supporting the team on a daily basis, including providing responses to questions, conducting second-level reviews of team members’ assessments and serving as a trusted role model in terms of work quality, efficiency and professional behaviorServing as the key point of contact for complex casesOptimization of internal processes, including the review and drafting of internal guidelinesQualificationsBachelor’s degree, preferably in Law, Economics, International Relations, Political Science or similar (a Certificate in Compliance Management is a very strong asset)3-7 years of financial services compliance experience (prior experience in periodic reviews specifically is a very strong asset)Knowledge of the Swiss legal frameworkExcellent command of English and French (German is a strong asset)Analytical and methodological approachStructured and professional working styleInterest and experience in data analysis (including Excel)Excellent writing and communication skillsStrong team player who enjoys working in multicultural, dynamic, technological and international environment